Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 9 Dec 2020)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2020)
    • CF30 Customer (20 Jul 2012 to 8 Dec 2019)
  • Money Sense Consultancy Ltd (no longer approved here)

    FRN 211336

    • (1)Employed By (30 Apr 2002 to 4 Nov 2003)
  • A1 Intelligent Investments Ltd (no longer approved here)

    FRN 186692

    • (4)Employed By (9 Mar 2001 to 4 Nov 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.