Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [PRA CF] Significant risk taker or Material risk taker (since 7 Feb 2025)
    • [FCA CF] Material risk taker (since 7 Feb 2025)
    • [FCA CF] Material risk taker (since 7 Feb 2025)
    • [PRA CF] Significant risk taker or Material risk taker (since 7 Feb 2025)
    • [PRA CF] Significant risk taker or Material risk taker (since 7 Feb 2025)
    • [FCA CF] Material risk taker (since 7 Feb 2025)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (30 Jun 2009 to 2 Dec 2015)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (1 Nov 2007 to 2 Dec 2015)
    • CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)
  • ING Bank N.V. (no longer approved here)

    FRN 124940

    • CF23 Corporate Finance Adviser (17 Jul 2003 to 31 Dec 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.