Zoe Piper

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Banco Santander, S.A.
FRN 136261
- [FCA CF] Client dealing (since 1 Aug 2023)
Stifel Nicolaus Europe Limited (no longer approved here)
FRN 190412
- [FCA CF] Client dealing (9 Dec 2019 to 18 Jul 2023)
- CF30 Customer (28 Oct 2019 to 8 Dec 2019)
Nomura International Plc (no longer approved here)
FRN 124422
- [FCA CF] Material risk taker (3 May 2018 to 25 Oct 2019)
- [FCA CF] Client dealing (12 Sep 2017 to 25 Oct 2019)
JEFFERIES INTERNATIONAL LIMITED (no longer approved here)
FRN 139253
- CF30 Customer (25 Feb 2014 to 6 Jun 2017)
ICBC Standard Bank Plc (no longer approved here)
FRN 124823
- CF21 Investment Adviser (11 Oct 2005 to 15 Dec 2006)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.