Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 21 Nov 2016)
    • CF30 Customer (23 Feb 2016 to 6 Mar 2016)
    • [FCA CF] Client dealing (since 21 Nov 2016)
    • CF30 Customer (23 Feb 2016 to 6 Mar 2016)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 18 Dec 2009)
    • CF21 Investment Adviser (26 Sep 2007 to 31 Oct 2007)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (6 Jul 2006 to 31 Jul 2007)
  • EDF Trading Markets Limited (no longer approved here)

    FRN 197427

    • CF26 Customer Trading (22 Oct 2004 to 30 Jun 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.