Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Lloyds Bank PLC
FRN 119278
- [FCA CF] Client dealing (since 21 Nov 2016)
- CF30 Customer (23 Feb 2016 to 6 Mar 2016)
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Bank of Scotland plc
FRN 169628
- [FCA CF] Client dealing (since 21 Nov 2016)
- CF30 Customer (23 Feb 2016 to 6 Mar 2016)
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- CF30 Customer (1 Nov 2007 to 18 Dec 2009)
- CF21 Investment Adviser (26 Sep 2007 to 31 Oct 2007)
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- CF21 Investment Adviser (6 Jul 2006 to 31 Jul 2007)
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- CF26 Customer Trading (22 Oct 2004 to 30 Jun 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.