Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF1 Chief Executive (8 Feb 2024 to 13 Mar 2026)
- SMF3 Executive Director (10 Dec 2019 to 13 Mar 2026)
- CF1 Director (AR) (5 Feb 2013 to 4 Dec 2017)
- CF11 Money Laundering Reporting (14 Dec 2012 to 13 Apr 2017)
- CF29 Significant management (2 Jun 2010 to 8 Dec 2019)
- CF30 Customer (2 Jun 2010 to 4 Dec 2017)
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- Employed By (5 Feb 2013 to 6 Dec 2017)
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- CF30 Customer (1 Nov 2007 to 15 Dec 2007)
- CF21 Investment Adviser (30 Oct 2007 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (20 Dec 2006 to 30 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.