Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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First Complete Limited
FRN 435779
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Appointed representative dealing with clients for which they require qualification (since 9 Jun 2023)
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- [FCA CF] Functions requiring qualifications (11 Dec 2020 to 31 May 2023)
- SMF3 Executive Director (9 Dec 2019 to 15 May 2023)
- Responsibility for MCD Intermediation (10 May 2019 to 15 May 2023)
- Responsible for Insurance Distribution (10 May 2019 to 15 May 2023)
- CF1 Director (14 Sep 2016 to 8 Dec 2019)
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- CF1 Director (AR) (4 Nov 2014 to 26 Sep 2017)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.