Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 28 Nov 2025)
    • [FCA CF] Client dealing (since 18 May 2023)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • [FCA CF] Functions requiring qualifications (18 Jan 2017 to 17 Jan 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.