Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 13 Jul 2020)
    • Responsibility for MCD Intermediation (since 13 Jul 2020)
    • SMF16 Compliance Oversight (since 13 Jul 2020)
    • SMF3 Executive Director (since 13 Jul 2020)
  • Beats Financial Planning Ltd (no longer approved here)

    FRN 778519

    • [FCA CF] Functions requiring qualifications (31 Mar 2020 to 31 Jul 2020)
    • CF30 Customer (19 Mar 2018 to 8 Dec 2019)
  • 2 Plan Wealth Management Limited (no longer approved here)

    FRN 461598

    • CF30 Customer (22 Apr 2011 to 9 Apr 2018)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (22 Jan 2009 to 30 Mar 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.