Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc

    FRN 114216

    • [FCA CF] Manager of certification employee (since 23 Jul 2025)
    • [FCA CF] Client dealing (since 26 Nov 2024)
    • [FCA CF] Manager of certification employee (15 Apr 2025 to 16 May 2025)
  • SMBC Nikko Capital Markets Limited (no longer approved here)

    FRN 171935

    • [FCA CF] Manager of certification employee (15 Apr 2021 to 10 Sep 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 10 Sep 2024)
    • CF30 Customer (16 May 2018 to 8 Dec 2019)
  • Sumitomo Mitsui Banking Corporation, London Branch (no longer approved here)

    FRN 769072

    • [FCA CF] Manager of certification employee (15 Apr 2021 to 10 Sep 2024)
    • [FCA CF] Client dealing (19 Oct 2018 to 10 Sep 2024)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • CF30 Customer (1 Oct 2015 to 6 Mar 2016)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • CF30 Customer (1 Oct 2015 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.