Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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J.P. Morgan SE
FRN 755066
- [FCA CF] Client dealing (since 6 Jan 2026)
- [FCA CF] Manager of certification employee (since 30 Sep 2024)
- [FCA CF] Material risk taker (since 11 Sep 2024)
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- [FCA CF] Material risk taker (1 Jan 2024 to 21 Aug 2024)
- [FCA CF] Manager of certification employee (1 Sep 2023 to 3 Jun 2024)
- [FCA CF] Client dealing (18 Aug 2023 to 3 Jun 2024)
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- [FCA CF] Client dealing (28 Nov 2016 to 30 Nov 2021)
- [FCA CF] Functions requiring qualifications (7 Mar 2016 to 30 Nov 2021)
- [FCA CF] Manager of certification employee (7 Mar 2016 to 30 Nov 2021)
- CF30 Customer (1 Jun 2010 to 3 Jul 2011)
- CF21 Investment Adviser (23 Nov 2006 to 31 Oct 2007)
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- [FCA CF] Client dealing (28 Nov 2016 to 30 Nov 2021)
- [FCA CF] Functions requiring qualifications (7 Mar 2016 to 30 Nov 2021)
- [FCA CF] Manager of certification employee (7 Mar 2016 to 30 Nov 2021)
- CF30 Customer (1 Jan 2016 to 6 Mar 2016)
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- CF30 Customer (9 May 2012 to 6 Mar 2016)
- CF21 Investment Adviser (23 Nov 2006 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.