Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • J.P. Morgan SE

    FRN 755066

    • [FCA CF] Client dealing (since 6 Jan 2026)
    • [FCA CF] Manager of certification employee (since 30 Sep 2024)
    • [FCA CF] Material risk taker (since 11 Sep 2024)
  • DB UK Bank Limited (no longer approved here)

    FRN 140848

    • [FCA CF] Material risk taker (1 Jan 2024 to 21 Aug 2024)
    • [FCA CF] Manager of certification employee (1 Sep 2023 to 3 Jun 2024)
    • [FCA CF] Client dealing (18 Aug 2023 to 3 Jun 2024)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • [FCA CF] Client dealing (28 Nov 2016 to 30 Nov 2021)
    • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 30 Nov 2021)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 30 Nov 2021)
    • CF30 Customer (1 Jun 2010 to 3 Jul 2011)
    • CF21 Investment Adviser (23 Nov 2006 to 31 Oct 2007)
  • Citibank Europe plc (no longer approved here)

    FRN 211646

    • [FCA CF] Client dealing (28 Nov 2016 to 30 Nov 2021)
    • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 30 Nov 2021)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 30 Nov 2021)
    • CF30 Customer (1 Jan 2016 to 6 Mar 2016)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (9 May 2012 to 6 Mar 2016)
    • CF21 Investment Adviser (23 Nov 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.