Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 30 Nov 2023)
    • Responsibility for MCD Intermediation (since 30 Nov 2023)
    • SMF16 Compliance Oversight (since 30 Nov 2023)
    • SMF3 Executive Director (since 30 Nov 2023)
  • RICHDALE BROKERS AND FINANCIAL SERVICES LTD. (no longer approved here)

    FRN 769876

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 30 Nov 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Nov 2023)
    • CF1 Director (AR) (8 Nov 2019 to 28 Nov 2023)
  • Clearview Finance Limited (no longer approved here)

    FRN 916303

    • Employed By (8 Nov 2019 to 28 Nov 2023)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.