Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Material risk taker (23 Sep 2022 to 20 Nov 2025)
    • [FCA CF] Client dealing (7 Mar 2016 to 20 Nov 2025)
    • CF30 Customer (27 Feb 2013 to 6 Mar 2016)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Material risk taker (23 Sep 2022 to 20 Nov 2025)
    • [FCA CF] Client dealing (7 Mar 2016 to 20 Nov 2025)
    • CF30 Customer (27 Feb 2013 to 6 Mar 2016)
  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • [FCA CF] Client dealing (22 Feb 2021 to 18 Feb 2025)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • [FCA CF] Client dealing (28 Feb 2018 to 4 Jul 2022)

Recent activity

Updates to this individual's record on the FCA register.

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