Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- [FCA CF] Material risk taker (14 Jul 2025 to 31 Dec 2025)
- [FCA CF] Client dealing (14 Jul 2025 to 31 Dec 2025)
- [FCA CF] Manager of certification employee (14 Jul 2025 to 31 Dec 2025)
-
- [FCA CF] Manager of certification employee (23 Feb 2023 to 12 Jul 2025)
- [FCA CF] Material risk taker (1 Apr 2020 to 12 Jul 2025)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 12 Jul 2025)
- [FCA CF] Client dealing (9 Dec 2019 to 12 Jul 2025)
- CF30 Customer (14 May 2018 to 8 Dec 2019)
-
- CF30 Customer (16 Oct 2013 to 12 Jan 2018)
-
- CF30 Customer (1 Dec 2009 to 12 Jan 2018)
-
- CF30 Customer (5 Mar 2009 to 12 Jan 2018)
-
- CF30 Customer (18 Aug 2008 to 12 Jan 2018)
-
- CF21 Investment Adviser (1 Dec 2001 to 10 Feb 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.