Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • [FCA CF] Manager of certification employee (7 Mar 2018 to 2 May 2025)
    • [FCA CF] Client dealing (7 Sep 2016 to 2 May 2025)
    • CF30 Customer (7 Oct 2015 to 6 Mar 2016)
  • Morgan Stanley Bank International Limited (no longer approved here)

    FRN 195430

    • [FCA CF] Manager of certification employee (7 Mar 2018 to 2 May 2025)
    • [FCA CF] Client dealing (7 Sep 2016 to 2 May 2025)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • CF30 Customer (14 Mar 2011 to 26 Jun 2015)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • CF30 Customer (14 Mar 2011 to 26 Jun 2015)

Recent activity

Updates to this individual's record on the FCA register.

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