Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • [FCA CF] Client dealing (18 Nov 2019 to 2 Feb 2022)
    • [FCA CF] Manager of certification employee (18 Nov 2019 to 2 Feb 2022)
    • [FCA CF] Material risk taker (18 Nov 2019 to 2 Feb 2022)
  • Morgan Stanley Bank International Limited (no longer approved here)

    FRN 195430

    • [FCA CF] Material risk taker (18 Nov 2019 to 2 Feb 2022)
    • [FCA CF] Client dealing (18 Nov 2019 to 2 Feb 2022)
    • [FCA CF] Manager of certification employee (18 Nov 2019 to 2 Feb 2022)
  • Goldman Sachs International Bank (no longer approved here)

    FRN 124659

    • [FCA CF] Client dealing (5 Jul 2016 to 3 Nov 2019)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF30 Customer (28 Aug 2013 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.