Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Iroko Securities Limited (no longer approved here)

    FRN 221563

    • CF1 Director (AR) (25 Jan 2016 to 18 Jul 2016)
    • CF30 Customer (25 Jan 2016 to 18 Jul 2016)
  • The Toronto-Dominion Bank (no longer approved here)

    FRN 124859

    • CF30 Customer (1 Nov 2007 to 19 Jan 2009)
    • CF26 Customer Trading (23 Aug 2007 to 31 Oct 2007)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF21 Investment Adviser (8 Sep 2004 to 28 Nov 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.