Yvon Captieux

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • NP Vision Wealth Management Ltd

    FRN 809102

    • (1)Employed By (since 7 Apr 2020)
  • Vision Independent Financial Planning Ltd

    FRN 487395

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 7 Oct 2013)
    • CF30 Customer (since 7 Oct 2013)
  • ONE VISION WEALTH MANAGEMENT LIMITED

    FRN 606362

    • (1)Employed By (since 7 Oct 2013)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 30 Sep 2013)
    • CF22 Investment Adviser (Trainee) (28 Feb 2005 to 11 May 2005)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Aug 2004)

Recent activity

Updates to this individual's record on the FCA register.

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