Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 4 Oct 2023)
    • SMF3 Executive Director (since 4 Oct 2023)
    • SMF16 Compliance Oversight (since 4 Oct 2023)
    • Responsibility for MCD Intermediation (since 4 Oct 2023)
    • Responsible for Insurance Distribution (since 4 Oct 2023)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (29 Nov 2022 to 2 Oct 2023)
    • CF1 Director (AR) (17 May 2022 to 2 Oct 2023)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 28 Dec 2022)
    • CF1 Director (AR) (4 May 2017 to 28 Dec 2022)
    • CF21 Investment Adviser (1 Dec 2001 to 5 May 2006)
  • Chorlton Mortgage Hub Ltd (no longer approved here)

    FRN 777862

    • Employed By (4 May 2017 to 2 Oct 2023)
  • Mortgage and Investment Advice Centre (no longer approved here)

    FRN 200705

    • (2)Employed By (1 Dec 2001 to 5 May 2006)

Recent activity

Updates to this individual's record on the FCA register.

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