Yves Dermaux

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Northern Trust Global Investments Limited

    FRN 191916

    • SMF11 Chair of the Audit Committee (since 29 Sep 2020)
    • SMF13 Chair of the Nominations Committee (since 29 Sep 2020)
    • SMF10 Chair of the Risk Committee (since 29 Sep 2020)
    • SMF9 Chair of the Governing Body (since 13 Mar 2020)
  • DWS Investments UK Limited (no longer approved here)

    FRN 429806

    • CF3 Chief Executive (4 Nov 2016 to 20 Sep 2017)
    • CF1 Director (4 Nov 2016 to 20 Sep 2017)
    • CF29 Significant management (10 Aug 2016 to 4 Nov 2016)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • SMF21 EEA Branch Senior Manager (EBSM) (29 Sep 2016 to 12 Sep 2017)
    • [FCA CF] Significant management (7 Mar 2016 to 29 Sep 2016)
    • [FCA CF] Material risk taker (7 Mar 2016 to 29 Sep 2016)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 29 Sep 2016)
    • [FCA CF] Client dealing (7 Mar 2016 to 21 Apr 2016)
  • DWS Alternatives Global Limited (no longer approved here)

    FRN 458997

    • CF29 Significant management (10 Aug 2016 to 20 Sep 2017)

Recent activity

Updates to this individual's record on the FCA register.

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