Yves-Alain Sommerhalder

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • SMF6 Head of Key Business Areas (30 Oct 2017 to 18 Nov 2019)
    • SMF18 Other Overall Responsibility (6 Sep 2016 to 30 Oct 2017)
    • [FCA CF] Material risk taker (6 Sep 2016 to 17 Nov 2019)
    • [PRA CF] Managing a material risk taker (6 Sep 2016 to 17 Nov 2019)
    • [PRA CF] Significant risk taker or Material risk taker (6 Sep 2016 to 17 Nov 2019)
    • CF21 Investment Adviser (12 Sep 2003 to 4 Aug 2004)
    • CF22 Investment Adviser (Trainee) (11 Sep 2002 to 12 Sep 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.