Yumin Wang

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UBS AG

    FRN 186958

    • [FCA CF] Client dealing (since 9 Dec 2025)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Client dealing (27 Sep 2023 to 30 Apr 2025)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • [FCA CF] Material risk taker (1 Jan 2020 to 21 Sep 2023)
    • [PRA CF] Significant risk taker or Material risk taker (1 Jan 2020 to 21 Sep 2023)
    • [FCA CF] Manager of certification employee (17 Aug 2018 to 21 Sep 2023)
    • [FCA CF] Client dealing (7 Mar 2016 to 21 Sep 2023)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF22 Investment Adviser (Trainee) (2 Oct 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.