Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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ORION RIDGE CAPITAL LIMITED
FRN 830294
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 3. Giving personal recommendations on derivatives
- [FCA CF] Functions requiring qualifications (since 20 Jun 2024)
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- [FCA CF] Manager of certification employee (30 Jun 2022 to 15 May 2024)
- [FCA CF] Functions requiring qualifications (14 Nov 2019 to 15 May 2024)
- [FCA CF] Client dealing (14 Nov 2019 to 15 May 2024)
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- CF30 Customer (17 Oct 2012 to 18 May 2015)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.