Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 3. Giving personal recommendations on derivatives
    • [FCA CF] Functions requiring qualifications (since 20 Jun 2024)
  • Citibank UK Limited (no longer approved here)

    FRN 805574

    • [FCA CF] Manager of certification employee (30 Jun 2022 to 15 May 2024)
    • [FCA CF] Functions requiring qualifications (14 Nov 2019 to 15 May 2024)
    • [FCA CF] Client dealing (14 Nov 2019 to 15 May 2024)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF30 Customer (17 Oct 2012 to 18 May 2015)

Recent activity

Updates to this individual's record on the FCA register.

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