Yukio Ishii

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SMBC Derivative Products Limited (no longer approved here)

    FRN 172073

    • Director of firm who is not a certification employee or a SMF manager (12 Oct 2023 to 7 Mar 2024)
    • SMF3 Executive Director (5 Apr 2022 to 12 Oct 2023)
    • [FCA CF] Significant management (9 Dec 2019 to 26 Apr 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 12 Oct 2023)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 26 Apr 2022)
  • SMBC Nikko Capital Markets Limited (no longer approved here)

    FRN 171935

    • SMF3 Executive Director (5 Apr 2022 to 12 Oct 2023)
    • [FCA CF] Material risk taker (9 Dec 2019 to 26 Apr 2022)
    • [FCA CF] Significant management (9 Dec 2019 to 26 Apr 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 12 Oct 2023)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 26 Apr 2022)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.