Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • NOMURA ASSET MANAGEMENT U.K. LIMITED (no longer approved here)

    FRN 122703

    • [FCA CF] Client dealing (9 Dec 2020 to 31 Mar 2023)
    • [FCA CF] Manager of certification employee (9 Dec 2020 to 31 Mar 2023)
    • CF29 Significant management (17 Aug 2016 to 8 Dec 2019)
    • CF30 Customer (17 Aug 2016 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.