Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Sumitomo Mitsui DS Asset Management (UK) Limited (no longer approved here)

    FRN 115126

    • CF29 Significant management (1 Nov 2007 to 18 Aug 2010)
    • CF10 Compliance Oversight (6 Oct 2006 to 18 Aug 2010)
    • CF11 Money Laundering Reporting (6 Oct 2006 to 18 Aug 2010)
    • CF19 Significant Mgt (Financial Resources) (6 Oct 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.