Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • NOMURA ASSET MANAGEMENT U.K. LIMITED (no longer approved here)

    FRN 122703

    • CF1 Director (17 Dec 2009 to 31 Jul 2012)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (1 Nov 2007 to 5 Jun 2009)
    • CF3 Chief Executive (24 Jun 2004 to 3 Feb 2009)
    • CF8 Apportionment and Oversight (24 Jun 2004 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 26 Mar 2009)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 29 Jul 2004)

Recent activity

Updates to this individual's record on the FCA register.

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