Yuchen Xia

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • New Horizon Global Advisory Ltd

    FRN 927966

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • [FCA CF] Client dealing (since 30 Oct 2020)
    • [FCA CF] Functions requiring qualifications (since 30 Oct 2020)
    • SMF1 Chief Executive (since 19 Oct 2020)
    • SMF16 Compliance Oversight (since 19 Oct 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 19 Oct 2020)
    • SMF3 Executive Director (since 19 Oct 2020)
    • CF1 Director (AR) (11 Nov 2022 to 7 Jul 2023)
    • CF30 Customer (11 Nov 2022 to 7 Jul 2023)
  • VINCO WEALTH MANAGEMENT LIMITED (no longer approved here)

    FRN 770606

    • CF30 Customer (4 Dec 2017 to 23 May 2018)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.