Yuan Michael Tian

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Amplifi Capital (U.K.) Limited
FRN 718749
- Director of firm who is not a certification employee or a SMF manager (since 11 Aug 2020)
Broad Securities LLP (no longer approved here)
FRN 593758
- [FCA CF] Client dealing (9 Dec 2019 to 13 Mar 2024)
- SMF27 Partner (9 Dec 2019 to 27 Nov 2023)
- CF4 Partner (24 May 2019 to 8 Dec 2019)
- CF30 Customer (24 May 2019 to 8 Dec 2019)
CREDIT SUISSE INTERNATIONAL (no longer approved here)
FRN 146702
- CF30 Customer (1 Nov 2007 to 14 Apr 2008)
- CF21 Investment Adviser (4 Dec 2004 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.