Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Material risk taker (since 4 May 2023)
- [FCA CF] Client dealing (since 4 May 2023)
- [FCA CF] Manager of certification employee (since 4 May 2023)
- [FCA CF] Significant management (since 4 May 2023)
- SMF22 Other Local Responsibility (28 Jul 2021 to 17 Oct 2022)
- SMF21 EEA Branch Senior Manager (EBSM) (5 Aug 2020 to 28 Jul 2021)
- [FCA CF] Material risk taker (1 Apr 2019 to 5 Aug 2020)
- [FCA CF] Manager of certification employee (1 Apr 2019 to 5 Aug 2020)
- [FCA CF] Client dealing (1 Apr 2019 to 16 Dec 2021)
- CF30 Customer (11 Sep 2009 to 6 Mar 2016)
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- CF21 Investment Adviser (1 Dec 2001 to 23 Jan 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.