Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Forte Securities Limited (no longer approved here)

    FRN 478424

    • [FCA CF] Client dealing (13 May 2022 to 11 Dec 2023)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • [FCA CF] Client dealing (22 Feb 2017 to 22 Jul 2021)
    • [FCA CF] Material risk taker (22 Feb 2017 to 22 Jul 2021)
    • CF30 Customer (27 May 2010 to 6 Mar 2016)
  • Commerzbank AG (no longer approved here)

    FRN 124920

    • CF30 Customer (11 May 2009 to 20 May 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.