Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF1 Chief Executive (since 17 Jul 2024)
    • [FCA CF] Significant management (1 Oct 2024 to 27 Jan 2026)
    • [FCA CF] Material risk taker (1 Oct 2024 to 27 Jan 2026)
    • [FCA CF] Manager of certification employee (1 Oct 2024 to 27 Jan 2026)
    • [FCA CF] Client dealing (1 Oct 2024 to 27 Jan 2026)
  • Squarepoint Capital LLP (no longer approved here)

    FRN 627994

    • [FCA CF] Client dealing (11 Jul 2024 to 30 Sep 2024)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF30 Customer (5 Jun 2008 to 31 May 2010)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (1 Nov 2007 to 14 Apr 2008)
    • CF21 Investment Adviser (23 Nov 2006 to 31 Oct 2007)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (1 Nov 2007 to 14 Apr 2008)
    • CF21 Investment Adviser (23 Nov 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.