Yosuke Uemura

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SMBC Bank International plc

    FRN 223304

    • [FCA CF] Material risk taker (since 24 Jun 2024)
    • [FCA CF] Significant management (since 24 Jun 2024)
    • [PRA CF] Significant risk taker or Material risk taker (since 24 Jun 2024)
    • [FCA CF] Manager of certification employee (since 24 Jun 2024)
    • [FCA CF] Material risk taker (26 Feb 2020 to 17 Aug 2020)
    • [PRA CF] Significant risk taker or Material risk taker (26 Feb 2020 to 17 Aug 2020)
    • [FCA CF] Manager of certification employee (5 Apr 2017 to 17 Aug 2020)
    • [FCA CF] Client dealing (5 Apr 2017 to 17 Aug 2020)
  • Sumitomo Mitsui Banking Corporation, London Branch

    FRN 769072

    • [PRA CF] Significant risk taker or Material risk taker (since 24 Jun 2024)
    • [FCA CF] Manager of certification employee (since 24 Jun 2024)
    • [FCA CF] Material risk taker (since 24 Jun 2024)
    • [FCA CF] Significant management (since 24 Jun 2024)
    • [FCA CF] Client dealing (5 Jan 2018 to 17 Aug 2020)
    • [FCA CF] Manager of certification employee (5 Jan 2018 to 17 Aug 2020)

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