Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Merrill Lynch International
FRN 147150
- [FCA CF] Significant management (since 23 Sep 2025)
- [FCA CF] Manager of certification employee (since 3 May 2023)
- [FCA CF] Client dealing (since 7 Sep 2016)
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Bank of America, N.A.
FRN 124642
- [FCA CF] Significant management (since 15 May 2025)
- [FCA CF] Manager of certification employee (since 3 May 2023)
- [FCA CF] Client dealing (24 Feb 2017 to 1 Feb 2023)
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Bank of America Europe DAC
FRN 989014
- [FCA CF] Significant management (since 15 May 2025)
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- CF22 Investment Adviser (Trainee) (21 Oct 2004 to 28 Apr 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.