Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SMBC Nikko Capital Markets Limited (no longer approved here)

    FRN 171935

    • CF2 Non Executive Director (7 Oct 2014 to 11 Aug 2015)
  • SMBC Bank International plc (no longer approved here)

    FRN 223304

    • CF1 Director (9 Jul 2012 to 17 Jun 2015)
    • CF28 Systems and controls (11 May 2011 to 17 Jun 2015)
    • CF29 Significant management (11 May 2011 to 2 Jul 2012)
    • CF14 Risk Assessment (20 Jul 2006 to 20 Mar 2007)

Recent activity

Updates to this individual's record on the FCA register.

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