Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Daiwa Asset Management (Europe) Ltd (no longer approved here)

    FRN 122113

    • CF2 Non Executive Director (31 Oct 2016 to 9 May 2018)
    • CF10 Compliance Oversight (7 Mar 2014 to 30 Jun 2014)
    • CF1 Director (30 Aug 2011 to 22 Apr 2016)
    • CF11 Money Laundering Reporting (30 Aug 2011 to 11 Nov 2011)
    • CF3 Chief Executive (30 Aug 2011 to 22 Apr 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.