Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MIRAE ASSET SECURITIES (UK) LTD. (no longer approved here)

    FRN 149240

    • CF3 Chief Executive (22 Jul 2002 to 7 Sep 2004)
    • CF8 Apportionment and Oversight (22 Jul 2002 to 7 Sep 2004)
    • CF1 Director (9 Jul 2002 to 7 Sep 2004)
    • CF14 Risk Assessment (9 Jul 2002 to 7 Sep 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.