Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Citigroup Global Markets Limited
FRN 124384
- [FCA CF] Algorithmic trading (since 31 Mar 2023)
- [PRA CF] Significant risk taker or Material risk taker (since 17 Aug 2021)
- [FCA CF] Material risk taker (since 17 Aug 2021)
- [FCA CF] Manager of certification employee (since 17 Jun 2021)
- [FCA CF] Client dealing (since 12 Apr 2021)
-
Citibank, N.A.
FRN 124704
- [FCA CF] Algorithmic trading (since 31 Mar 2023)
- [PRA CF] Significant risk taker or Material risk taker (since 17 Aug 2021)
- [FCA CF] Material risk taker (since 17 Aug 2021)
- [FCA CF] Manager of certification employee (since 17 Jun 2021)
- [FCA CF] Client dealing (since 12 Apr 2021)
-
Citibank Europe plc
FRN 211646
- [FCA CF] Algorithmic trading (since 31 Mar 2023)
- [FCA CF] Material risk taker (since 17 Aug 2021)
- [PRA CF] Significant risk taker or Material risk taker (since 17 Aug 2021)
- [FCA CF] Manager of certification employee (since 17 Jun 2021)
- [FCA CF] Client dealing (since 12 Apr 2021)
-
- [FCA CF] Manager of certification employee (13 Feb 2020 to 1 Dec 2020)
- [FCA CF] Algorithmic trading (13 Feb 2020 to 1 Dec 2020)
- [FCA CF] Client dealing (8 Feb 2018 to 1 Dec 2020)
-
- CF4 Partner (21 May 2013 to 28 Dec 2016)
- CF30 Customer (21 May 2013 to 29 Sep 2016)
-
- CF30 Customer (1 Nov 2007 to 19 Sep 2009)
- CF21 Investment Adviser (23 Feb 2006 to 31 Oct 2007)
-
- CF30 Customer (1 Nov 2007 to 19 Sep 2009)
- CF21 Investment Adviser (23 Feb 2006 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.