Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Algorithmic trading (since 31 Mar 2023)
    • [PRA CF] Significant risk taker or Material risk taker (since 17 Aug 2021)
    • [FCA CF] Material risk taker (since 17 Aug 2021)
    • [FCA CF] Manager of certification employee (since 17 Jun 2021)
    • [FCA CF] Client dealing (since 12 Apr 2021)
  • Citibank, N.A.

    FRN 124704

    • [FCA CF] Algorithmic trading (since 31 Mar 2023)
    • [PRA CF] Significant risk taker or Material risk taker (since 17 Aug 2021)
    • [FCA CF] Material risk taker (since 17 Aug 2021)
    • [FCA CF] Manager of certification employee (since 17 Jun 2021)
    • [FCA CF] Client dealing (since 12 Apr 2021)
    • [FCA CF] Algorithmic trading (since 31 Mar 2023)
    • [FCA CF] Material risk taker (since 17 Aug 2021)
    • [PRA CF] Significant risk taker or Material risk taker (since 17 Aug 2021)
    • [FCA CF] Manager of certification employee (since 17 Jun 2021)
    • [FCA CF] Client dealing (since 12 Apr 2021)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • [FCA CF] Manager of certification employee (13 Feb 2020 to 1 Dec 2020)
    • [FCA CF] Algorithmic trading (13 Feb 2020 to 1 Dec 2020)
    • [FCA CF] Client dealing (8 Feb 2018 to 1 Dec 2020)
  • BlueCrest Capital Management (UK) LLP (no longer approved here)

    FRN 515304

    • CF4 Partner (21 May 2013 to 28 Dec 2016)
    • CF30 Customer (21 May 2013 to 29 Sep 2016)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (1 Nov 2007 to 19 Sep 2009)
    • CF21 Investment Adviser (23 Feb 2006 to 31 Oct 2007)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (1 Nov 2007 to 19 Sep 2009)
    • CF21 Investment Adviser (23 Feb 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.