Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 12 Jan 2017)
    • CF30 Customer (since 15 Jan 2013)
    • Employed By (since 12 Jan 2017)
  • The Pentelow Practice Ltd (no longer approved here)

    FRN 402108

    • (4)Employed By (26 Feb 2014 to 25 Jan 2017)
  • Yogesh Dhir (no longer approved here)

    FRN 594152

    • Employed By (15 Jan 2013 to 26 Feb 2014)

Recent activity

Updates to this individual's record on the FCA register.

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