Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF1 Director (AR) (since 12 Jan 2017)
- CF30 Customer (since 15 Jan 2013)
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Vibrant Wealth Management Ltd
FRN 768971
- Employed By (since 12 Jan 2017)
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- (4)Employed By (26 Feb 2014 to 25 Jan 2017)
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- Employed By (15 Jan 2013 to 26 Feb 2014)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.