Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Manager of certification employee (since 1 Jan 2026)
    • [FCA CF] Functions requiring qualifications (since 1 Jan 2026)
    • Responsibility for MCD Intermediation (since 1 Nov 2022)
    • SMF16 Compliance Oversight (since 1 Nov 2022)
    • SMF3 Executive Director (since 1 Nov 2022)
    • Responsibility for MCD Intermediation (since 1 Nov 2022)
    • Responsible for Insurance Distribution (since 1 Nov 2022)
    • SMF16 Compliance Oversight (since 1 Nov 2022)
    • SMF3 Executive Director (since 1 Nov 2022)
  • RICHDALE BROKERS AND FINANCIAL SERVICES LTD. (no longer approved here)

    FRN 769876

    • CF1 Director (AR) (19 Jan 2022 to 30 Oct 2022)
    • [FCA CF] Manager of certification employee (14 Sep 2020 to 30 Oct 2022)
    • [FCA CF] Functions requiring qualifications (14 Sep 2020 to 30 Oct 2022)
    • Appointed representative dealing with clients for which they require qualification (14 Sep 2020 to 30 Oct 2022)
  • Windom Finance Ltd (no longer approved here)

    FRN 912734

    • Employed By (19 Jan 2022 to 30 Oct 2022)
  • BLACK BOOK FINANCE LTD (no longer approved here)

    FRN 821215

    • Responsibility for MCD Intermediation (1 Mar 2019 to 3 Apr 2019)
    • Responsible for Insurance Distribution (1 Mar 2019 to 3 Apr 2019)
    • CF1 Director (1 Mar 2019 to 3 Apr 2019)
    • CF10 Compliance Oversight (1 Mar 2019 to 3 Apr 2019)

Recent activity

Updates to this individual's record on the FCA register.

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