Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Plan Funding Solutions Limited
FRN 966874
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Manager of certification employee (since 1 Jan 2026)
- [FCA CF] Functions requiring qualifications (since 1 Jan 2026)
- Responsibility for MCD Intermediation (since 1 Nov 2022)
- SMF16 Compliance Oversight (since 1 Nov 2022)
- SMF3 Executive Director (since 1 Nov 2022)
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Windom Finance Ltd
FRN 965129
- Responsibility for MCD Intermediation (since 1 Nov 2022)
- Responsible for Insurance Distribution (since 1 Nov 2022)
- SMF16 Compliance Oversight (since 1 Nov 2022)
- SMF3 Executive Director (since 1 Nov 2022)
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- CF1 Director (AR) (19 Jan 2022 to 30 Oct 2022)
- [FCA CF] Manager of certification employee (14 Sep 2020 to 30 Oct 2022)
- [FCA CF] Functions requiring qualifications (14 Sep 2020 to 30 Oct 2022)
- Appointed representative dealing with clients for which they require qualification (14 Sep 2020 to 30 Oct 2022)
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- Employed By (19 Jan 2022 to 30 Oct 2022)
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- Responsibility for MCD Intermediation (1 Mar 2019 to 3 Apr 2019)
- Responsible for Insurance Distribution (1 Mar 2019 to 3 Apr 2019)
- CF1 Director (1 Mar 2019 to 3 Apr 2019)
- CF10 Compliance Oversight (1 Mar 2019 to 3 Apr 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.