Ying Shi

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Noya Wealth Consulting Ltd

    FRN 833494

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2020)
    • SMF16 Compliance Oversight (since 20 Feb 2020)
    • SMF3 Executive Director (since 29 Jan 2020)
    • Responsibility for MCD Intermediation (since 29 Jan 2020)
    • Responsible for Insurance Distribution (since 3 Jun 2019)
    • [FCA CF] Significant management (9 Dec 2020 to 20 Dec 2021)
    • [FCA CF] Manager of certification employee (9 Dec 2020 to 20 Dec 2021)
    • SMF29 Limited scope function (limited scope SMCR firms only) (29 Jan 2020 to 29 Jan 2020)
    • CF8 Apportionment and Oversight (3 Jun 2019 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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