Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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UBS AG
FRN 186958
- [FCA CF] Material risk taker (since 26 Feb 2024)
- [PRA CF] Significant risk taker or Material risk taker (since 26 Feb 2024)
- [FCA CF] Client dealing (since 9 Oct 2023)
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Goldman Sachs International Bank
FRN 124659
- [PRA CF] Significant risk taker or Material risk taker (since 1 Jan 2017)
- [FCA CF] Client dealing (since 5 Sep 2016)
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Goldman Sachs International
FRN 142888
- [FCA CF] Client dealing (since 5 Sep 2016)
- [PRA CF] Significant risk taker or Material risk taker (since 22 Aug 2016)
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- [FCA CF] Material risk taker (16 Jul 2020 to 8 Oct 2023)
- [PRA CF] Significant risk taker or Material risk taker (16 Jul 2020 to 8 Oct 2023)
- [FCA CF] Client dealing (27 Jan 2020 to 8 Oct 2023)
- [FCA CF] Manager of certification employee (27 Jan 2020 to 8 Oct 2023)
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- [FCA CF] Client dealing (18 Jul 2018 to 18 Sep 2019)
- [FCA CF] Manager of certification employee (18 Jul 2018 to 18 Sep 2019)
- [FCA CF] Material risk taker (18 Jul 2018 to 18 Sep 2019)
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- [FCA CF] Material risk taker (18 Jul 2018 to 18 Sep 2019)
- [FCA CF] Client dealing (18 Jul 2018 to 18 Sep 2019)
- [FCA CF] Manager of certification employee (18 Jul 2018 to 18 Sep 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.