Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UBS AG

    FRN 186958

    • [FCA CF] Material risk taker (since 26 Feb 2024)
    • [PRA CF] Significant risk taker or Material risk taker (since 26 Feb 2024)
    • [FCA CF] Client dealing (since 9 Oct 2023)
    • [PRA CF] Significant risk taker or Material risk taker (since 1 Jan 2017)
    • [FCA CF] Client dealing (since 5 Sep 2016)
    • [FCA CF] Client dealing (since 5 Sep 2016)
    • [PRA CF] Significant risk taker or Material risk taker (since 22 Aug 2016)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • [FCA CF] Material risk taker (16 Jul 2020 to 8 Oct 2023)
    • [PRA CF] Significant risk taker or Material risk taker (16 Jul 2020 to 8 Oct 2023)
    • [FCA CF] Client dealing (27 Jan 2020 to 8 Oct 2023)
    • [FCA CF] Manager of certification employee (27 Jan 2020 to 8 Oct 2023)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • [FCA CF] Client dealing (18 Jul 2018 to 18 Sep 2019)
    • [FCA CF] Manager of certification employee (18 Jul 2018 to 18 Sep 2019)
    • [FCA CF] Material risk taker (18 Jul 2018 to 18 Sep 2019)
  • Morgan Stanley Bank International Limited (no longer approved here)

    FRN 195430

    • [FCA CF] Material risk taker (18 Jul 2018 to 18 Sep 2019)
    • [FCA CF] Client dealing (18 Jul 2018 to 18 Sep 2019)
    • [FCA CF] Manager of certification employee (18 Jul 2018 to 18 Sep 2019)

Recent activity

Updates to this individual's record on the FCA register.

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