Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [PRA CF] Significant risk taker or Material risk taker (since 1 Jan 2025)
    • [FCA CF] Client dealing (since 7 Mar 2016)
    • [PRA CF] Significant risk taker or Material risk taker (1 Jan 2020 to 31 Dec 2022)
    • CF30 Customer (15 Aug 2014 to 6 Mar 2016)
    • [PRA CF] Significant risk taker or Material risk taker (since 1 Jan 2019)
    • [FCA CF] Manager of certification employee (since 31 Aug 2017)
    • [FCA CF] Client dealing (since 7 Mar 2016)
  • Goldman Sachs Bank USA (no longer approved here)

    FRN 582328

    • CF30 Customer (15 Aug 2014 to 6 Mar 2016)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (27 Sep 2010 to 11 Jul 2014)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (27 Sep 2010 to 11 Jul 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.