Yi Ling Lai

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC UK Bank Plc

    FRN 765112

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 14 Jan 2026)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • [FCA CF] Functions requiring qualifications (14 Dec 2022 to 13 May 2025)
  • Citibank UK Limited (no longer approved here)

    FRN 805574

    • [FCA CF] Functions requiring qualifications (14 Dec 2022 to 13 May 2025)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.