Yi Chien David Liao

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc

    FRN 114216

    • [PRA CF] Managing a material risk taker (since 14 Jul 2025)
    • [PRA CF] Significant risk taker or Material risk taker (since 16 Apr 2025)
    • [FCA CF] Significant management (since 16 Apr 2025)
    • [FCA CF] Manager of certification employee (19 Jun 2023 to 9 Aug 2023)
    • [PRA CF] Significant risk taker or Material risk taker (19 Jun 2023 to 21 Sep 2023)
    • [PRA CF] Managing a material risk taker (18 Apr 2023 to 21 Mar 2025)
    • [FCA CF] Significant management (15 Feb 2022 to 4 Mar 2022)
  • HSBC UK Bank Plc

    FRN 765112

    • [PRA CF] Managing a material risk taker (since 14 Jul 2025)
    • [PRA CF] Significant risk taker or Material risk taker (since 16 Apr 2025)
    • [FCA CF] Significant management (since 16 Apr 2025)
    • [FCA CF] Manager of certification employee (26 Feb 2025 to 24 Mar 2025)
    • [PRA CF] Significant risk taker or Material risk taker (19 Jun 2023 to 21 Sep 2023)
    • [PRA CF] Managing a material risk taker (18 Apr 2023 to 21 Mar 2025)
    • [FCA CF] Significant management (15 Feb 2022 to 4 Mar 2022)

Recent activity

Updates to this individual's record on the FCA register.

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