Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Merrill Lynch International
FRN 147150
- [FCA CF] Material risk taker (since 15 Nov 2024)
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- [FCA CF] Significant management (1 Aug 2020 to 8 Jun 2021)
- [FCA CF] Manager of certification employee (13 Jul 2020 to 31 Aug 2020)
- [FCA CF] Material risk taker (13 Jul 2020 to 18 Jan 2021)
- [PRA CF] Significant risk taker or Material risk taker (13 Jul 2020 to 18 Jan 2021)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.