Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- [FCA CF] Client dealing (9 Dec 2019 to 30 Jun 2021)
- CF30 Customer (30 Apr 2013 to 8 Dec 2019)
-
- CF30 Customer (15 Mar 2010 to 13 Dec 2012)
- CF29 Significant management (6 May 2009 to 31 Mar 2010)
- CF21 Investment Adviser (13 Sep 2006 to 22 May 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.