Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF16 Compliance Oversight (13 Sep 2023 to 15 Jan 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (13 Sep 2023 to 15 Jan 2025)
- SMF1 Chief Executive (2 Jun 2021 to 31 Mar 2026)
- CF11 Money Laundering Reporting (5 Feb 2010 to 1 Apr 2014)
- CF10 Compliance Oversight (5 Feb 2010 to 1 Apr 2014)
- CF30 Customer (1 Apr 2009 to 1 Apr 2014)
- CF1 Director (1 Apr 2009 to 1 Apr 2014)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.