Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 7 Mar 2016)
    • CF30 Customer (18 Dec 2014 to 6 Mar 2016)
  • DWS Investments UK Limited (no longer approved here)

    FRN 429806

    • CF30 Customer (16 Jan 2014 to 30 Apr 2014)
  • Evelyn Partners Securities (no longer approved here)

    FRN 124255

    • CF30 Customer (6 Feb 2012 to 30 Apr 2014)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (6 Feb 2012 to 30 Apr 2014)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF30 Customer (27 Nov 2007 to 12 Dec 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.