Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Functions requiring qualifications (since 19 Feb 2026)
    • [FCA CF] Client dealing (since 19 Feb 2026)
  • Union Bancaire Privée (UK) Limited (no longer approved here)

    FRN 119250

    • [FCA CF] Functions requiring qualifications (26 Jan 2023 to 11 Jan 2024)
    • [FCA CF] Client dealing (26 Jan 2023 to 11 Jan 2024)
  • Standard Chartered Bank (no longer approved here)

    FRN 114276

    • [FCA CF] Functions requiring qualifications (11 Dec 2019 to 1 Jul 2022)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.