Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Commercial Finance Brokers UK Limited
FRN 736199
- CF1 Director (AR) (since 16 May 2022)
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2 Plan Wealth Management Limited
FRN 461598
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 21 Mar 2022)
- CF1 Director (AR) (since 17 Jan 2022)
- CF30 Customer (since 17 Jan 2022)
- [FCA CF] Client dealing (10 Dec 2019 to 21 Mar 2022)
- [FCA CF] Functions requiring qualifications (10 Dec 2019 to 21 Mar 2022)
- CF30 Customer (9 May 2016 to 8 Dec 2019)
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Palm Financial Services Limited
FRN 967407
- (1)Employed By (since 17 Jan 2022)
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- CF30 Customer (8 Apr 2010 to 9 May 2016)
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- (1)Employed By (3 Nov 2009 to 8 Mar 2010)
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- CF30 Customer (3 Nov 2009 to 8 Mar 2010)
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- CF30 Customer (1 Nov 2007 to 29 Feb 2008)
- CF22 Investment Adviser (Trainee) (2 Oct 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (1)Employed By at The Sirajul Haque Partnership